Cascade Financial Management, Inc. is a full service, independent broker dealer. This platform delivers traditional brokerage services to our valued clients in the area of:

Equity Securities

Cascade's registered representatives bring decades of experience to our brokerage services arm. Our capabilities in clearing and execution extend from our long-standing relationship with RBC Correspondent Service, a division of RBC Capital Markets Corporation, member NYSE, FINRA, SIPC, our clearing and custodial agent. Our representatives have access to extensive research assets to assist in your security selection process, including:

• Credit Suisse First Boston
• Standard & Poor's
• Argus Research
• RBC Dain Rauscher

Fixed Income Securities

As an independent broker-dealer, Cascade is free to access the bond inventories of most major fixed income trading resources, affording our representatives an availability of fixed income selections far in excess of what any one "captive" inventory might provide. On a daily basis, we can review inventories from over 60 separate dealers for the best offerings on:

• Government and Agency bonds
• Corporate bonds
• Municipal Securities
• Mortgage-backed securities
• Money Market Instruments

Mutual Funds

Through our relationship with RBC Correspondent Service, a division of RBC Capital Markets Corporation, member NYSE, FINRA, SIPC, Cascade has access to hundreds of the nation's top fund families and thousands of individual mutual funds.

Fixed and Variable Annuities

When appropriate, Cascade can help evaluate your existing annuity contracts and provide information on dozens of annuity contracts.

529 Plans

For those looking to utilize tax-advantaged college savings tools, Cascade has agreements with many state-specific 529 College savings plan providers.

Retirement Plans & Qualified Plan Roll-overs

From Roth, Simple and traditional IRA's to the latest opportunities in 401(K) and advanced retirement planning options, Cascade can offer the plan to serve your individual or corporate retirement plan needs.

Insurance Solutions

Through our strategic alliances with several top insurance providers, Cascade can offer a full line of insurance products, along with a comprehensive review of your current risk management strategies to help you evaluate your current insurance needs.

Fee-Based Investment Alternatives

Cascade offers robust platforms for fee-based investment management, both advisory and non-advisory, to help meet your investment needs. Ask your Cascade representative about:

• Fee-based stock and bond portfolios
• Fee based mutual fund accounts
• Separately Managed Account platforms
• Our "Total Strategy" unified managed account

Alternative Investment Options

Advisors can access an array of alternative investments:

• Hedge funds/Hedge fund of funds
• Structured products
• Accredited investor programs
• Private equity